Selected transactions

We have a track record of completing fundraisings that provide tailored and sustainable financing solutions to support the growth, development and acquisition strategies as well as the refinancing requirements of our clients. Kepler is in a position to manage the entire fundraising process from investor introductions to negotiations, transaction completion and follow-up support.

   

Business:Internet
Project:Placement of primary and secondary shares
Role:Sole Book Runner and Lead Manager
Value:€22m
Country:Belgium / France
Date:February 2010
   

Business:Superconductor energy technology company
Project:Capital increase/ placement
Role:Continental European tranche
Value:£20.0m funds raised
Country:UK
Date:January 2010
   

Business:Listed oil & gas technology fund
Project:Equity issue/ fund raising
Role:Joint Placing Agent
Value:USD10.2m funds raised
Country:Guernsey
Date:October 2009
   

Business:Refiner and wholesaler of petroleum products
Project:Capital increase/ Rights issue
Role:Co-Manager
Value:CHF292m funds raised
Country:Switzerland
Date:September 2009
   

Business:Fishing company
Project:Private placement & Listing on NYSE Euronext/ Alternext
Role:Broker & Listing Sponsor
Value:€5m funds raised/ €52m market cap on listing
Country:France
Date:July 2009
   

Business:Provider of banking software solutions
Project:Share buyback
Role:Broker
Value:$60m
Country:Switzerland
Date:January 2008
   

Business:Mobile telecommunications
Project:Capital increase
Role:Co-Lead Manager/ Underwriter
Value:€106m funds raised
Country:Germany
Date:November 2007
   

Business:Investment and asset management services
Project:IPO
Role:Co-Lead Manager/ Underwriter
Value:€388m
Country:Spain
Date:November 2007
   

Business:Fishing company
Project:Private placement
Role:Sole Lead Manager
Value:€4.2m
Country:France
Date:August 2007
   

Business:Producer of solar grade silicon
Project:Capital increase
Role:Broker
Value:€13m funds raised
Country:Germany
Date:August 2007
   

Business:Design of uninterruptible power supplies (UPS)
Project:IPO
Role:Co-manager
Value:CHF65m
Country:Switzerland
Date:July 2007
   

Business:Design and distribution of children's clothing
Project:Block trade of 52% stake
Role:Joint Bookrunner
Value:€58m
Country:France
Date:July 2007
   

Business:Producer of pastries and frozen products
Project:IPO
Role:Sole Lead Manager
Value:€26m
Country:France
Date:March 2007
   

Business:Financial services,brokerage
Project:IPO
Role:Co-Lead Manager
Value:€4.85bn
Country:France
Date:December 2006
   

Business:Real estate company
Project:Private placement/ PIPE
Role:Sole adviser/ exclusive broker
Value:€13m
Country:Italy
Date:June 2006
   

Business:Real estate company
Project:IPO
Role:Co-Lead Manager
Value:€285m
Country:Spain
Date:May 2006


High credibility of Kepler’s distribution platform with investors