Kepler Capital Markets

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Regulators

Location	Regulator	Abbreviation
Kepler Capital Markets France	Autorité des Marchés Financiers	AMF
Kepler Capital Markets España	Comision Nacional del Mercado de Valores	CNMV
Kepler Capital Markets Germany	Bundesanstalt für Finanzdienstleistungsaufsicht	BaFin
Kepler Capital Markets Italia	Commissione Nazionale per le Società e la Borsa	CONSOB
Kepler Capital Markets Nederland	Autoriteit Financiële Markten	AFM
Kepler Capital Markets Switzerland	Swiss Financial Market Supervisory Authority	FINMA
Kepler Capital Markets, Inc	Financial Industry Regulatory Authority	FINRA

Bulletins

28.1.2010

Kepler Capital Markets, Lead Manager and sole bookrunner of the placement

Rentabiliweb has decided to transfer its shares from Alternext Brussels and Paris to Euronext Brussels and Paris and to enlarge its free float through a placement of primary and secondary shares.

18.6.2009

Kepler Capital Market ranks 1st in the 2009 Les Echos - StarMine Analyst Awards for France

Kepler Capital Markets has achieved an outstanding performance in StarMine’s 2009 survey, having being awarded joint first prize. A total of 18 awards were received by Kepler’s analysts. These results highlight the performance of Kepler Capital Markets’ research team with 45 analysts covering over 450 companies in Continental Europe.

17.6.2009

Kepler Capital Markets receives top rankings in Thomson Extel survey, 2009

The annual Thomson Extel survey canvasses the opinions of global institutional investors on the Research, Sales and Execution capabilities of Pan-European brokerage firms.Kepler is pleased to announce improved rankings across multiple voting categories which re-enforce Kepler’s claim to be a Top 10 broker in Continental European equities.There was particular progress in the ‘Country Analysis’ rankings which is the voting category which best defines Kepler’s multi-local model.